SWMS for formwork
Yes. Formwork usually includes high risk construction work (work in an area with movement of powered mobile plant), so a SWMS is required by law before work starts.
It must list the hazards, the controls and how they will be put in place, monitored and reviewed, and the workers must be consulted and sign before starting. The main hazards are falling from height, being hit by mobile plant, falling through a floor opening or void and falling tools and materials.
SWMS example: formwork
This is a complete SWMS for formwork, with 9 job steps. Open it in the builder to add your site, crew and signatures, change anything, and download a PDF. Or download the free Word template below and fill it in by hand.
High risk construction work covered
Job steps, hazards and controls
| # | Job step | Hazards | Risk before | Controls | Risk after |
|---|---|---|---|---|---|
| 1 | Check the formwork design and that props sit on sole plates on firm ground |
| High |
| Medium |
| 2 | Plan deliveries and crane lifts of form materials, with an exclusion zone under the load |
| Extreme |
| Medium |
| 3 | Install edge protection before anyone works near an edge |
| Extreme |
| Medium |
| 4 | Cut and fix form ply and timber with saw guards working |
| High |
| Medium |
| 5 | Erect props, bearers and joists in the designed order, bracing as you go. Work from a platform or from below, never walking on unfixed joists |
| Extreme |
| Medium |
| 6 | Lay the deck, cover penetrations and cap reo bars that stick up |
| Extreme |
| Medium |
| 7 | Inspect forms and props and get sign off before the pour, then watch them during it |
| High |
| Medium |
| 8 | Strip forms only when the engineer says so, from a safe position, back propping as designed |
| High |
| Medium |
| 9 | Denail, stack timber and clean up |
| Medium |
| Low |
PPE
Plant and equipment
Permits and plans
Emergency
Call 000. Add the nearest hospital, the assembly point and the first aider for your site.
Sign-off
Supervisor and every worker sign to confirm they have read and understood this SWMS.
Make yours in 2 minutes
Same document, filled in for your job. Answer a few yes or no questions, the crew signs on the phone, and you send the PDF.
Pre-start checklist for formwork
Tick these off before work starts. They come from the hazards, permits and equipment in this job.
- SWMS read, explained and signed by everyone on the job
- Edge protection installed and checked before anyone works above 2 m
- Openings, voids and penetrations covered and marked
- Exclusion zone and spotter set up for plant and traffic
- Exclusion zone below the work and public kept out
- Wind and weather checked; stop work limits agreed
- First aider, first aid kit and emergency number (000) confirmed
- PPE checked and worn: steel cap boots, hard hat, safety glasses, work gloves
The safe sequence of work
- Check the formwork design and that props sit on sole plates on firm ground
- Plan deliveries and crane lifts of form materials, with an exclusion zone under the load
- Install edge protection before anyone works near an edge
- Cut and fix form ply and timber with saw guards working
- Erect props, bearers and joists in the designed order, bracing as you go. Work from a platform or from below, never walking on unfixed joists
- Lay the deck, cover penetrations and cap reo bars that stick up
- Inspect forms and props and get sign off before the pour, then watch them during it
- Strip forms only when the engineer says so, from a safe position, back propping as designed
- Denail, stack timber and clean up
Hazards to watch on formwork
The hazards most specific to this job, and the step where each one comes up.
What changes on your site
This example covers the job itself. Your site may add more. Add controls for any of these that apply (the builder asks you these as yes or no questions):
- Will anyone use a ladder or stepladder?
- Will anyone work on a roof?
- Is there a skylight, clear sheet, fibro or other fragile roofing?
- Will you use a scaffold or mobile tower?
- Will you use an EWP (scissor lift or boom lift)?
Licences and legal requirements in Australia
This task can involve these high risk construction work categories under the WHS Regulations:
- Work in an area with movement of powered mobile plant
Equipment on this job that needs a licence, ticket or training:
- Crane (Franna or mobile): HRWL for the crane class (e.g. C2, CN, C6), plus Dogging licence (DG) where slinging needs judgement or the load is out of the operator's view
A SWMS must be prepared before any high risk construction work starts. It must list the high risk work, the hazards and risks, the control measures, and how those controls will be put in place, monitored and reviewed. It must be easy for the workers to read and understand.
Rules that apply: WHS Regulation 2011, Part 4.5 High risk work and Part 5.1 Plant; WHS Regulation 2011, Part 3.2 (falling objects); WHS Regulation 2011, Part 5.1 Plant; WHS Regulation 2011, Part 4.4 Falls; WHS Regulation 2011, Part 4.1 Noise; WHS Regulation 2011, Part 4.2 Hazardous manual tasks.
Each state has its own regulator and some extra rules: New South Wales, Victoria, Queensland, Western Australia, South Australia and Australian Capital Territory.
Why SWMS get rejected
Principal contractors send documents back for these reasons. This example avoids them, but check yours too.
- It is generic: another site address, tasks that are not on this job, or no sign it was reviewed for this site. WorkSafe WA says a generic SWMS may not meet the regulations unless it is reviewed and amended for the workplace.
- The HRCW boxes are not ticked, or the ticks do not match the tasks (for example a roof job with no falls box ticked).
- Falls are controlled only by "be careful", training or a harness, with no edge protection or scaffold and no reason why higher controls are not reasonably practicable.
- Workers will clip on to a harness but there is no rescue plan for someone left hanging.
- The "how controls are implemented, monitored and reviewed" part is missing, or it says the same thing on every row.
- No worker sign-on, no person responsible for compliance, or a date given to the principal contractor that is before they actually received it.
- Licence or White Card details are missing for workers operating plant or doing licensed high risk work.
Questions
Do I need a SWMS for formwork?
Yes. Formwork usually includes high risk construction work (work in an area with movement of powered mobile plant), so a SWMS is required by law before work starts.
Who signs the SWMS?
The person conducting the business (PCBU) or their supervisor prepares it with the workers, and every worker doing the high risk work signs to show they were consulted and understand it. Give a copy to the principal contractor before work starts.
How long do I keep it?
Keep this SWMS, and every revised version, until the high risk construction work is finished, where workers and inspectors can see it on site. If a notifiable incident happens during the work, keep it for at least 2 years after the incident.
What PPE is needed for formwork?
Usually Steel cap boots, Hard hat, Safety glasses, Work gloves, Hearing protection (earmuffs or plugs), Safety harness and lanyard, Hi-vis shirt or vest, P2 dust mask, Chemical-resistant gloves (nitrile), Safety goggles, Knee pads, Cut-resistant gloves. The site rules may add more, so check with the principal contractor.
More concreting SWMS
Related jobs in other trades
Toolbox talks for this job
Blank SWMS template: free SWMS templates. Also for other countries: United Kingdom (RAMS) · United States (JHA) · Canada (FLHA)
