SWMS for gutter replacement
Yes. Gutter replacement usually includes high risk construction work (risk of a person falling more than 2 metres; work in an area with movement of powered mobile plant), so a SWMS is required by law before work starts.
It must list the hazards, the controls and how they will be put in place, monitored and reviewed, and the workers must be consulted and sign before starting. The main hazards are falling from height, disturbing asbestos, EWP tip-over or crush and scaffold collapse or fall from scaffold.
SWMS example: gutter replacement
This is a complete SWMS for gutter replacement, with 9 job steps. Open it in the builder to add your site, crew and signatures, change anything, and download a PDF. Or download the free Word template below and fill it in by hand.
High risk construction work covered
Job steps, hazards and controls
| # | Job step | Hazards | Risk before | Controls | Risk after |
|---|---|---|---|---|---|
| 1 | Barricade the area below and check for power lines near the gutter line |
| High |
| Medium |
| 2 | Check old gutters, fascia and eaves sheeting for asbestos, and old paint for lead, before cutting |
| Extreme |
| Medium |
| 3 | Set up a mobile scaffold, EWP or roof edge protection; use a secured ladder only for short, light work with three points of contact |
| Extreme |
| Medium |
| 4 | Clean out the old gutter with gloves on, watching for sharp edges and wasp nests. Wet down any bird or possum droppings and wear a dust mask if there are a lot |
| Medium |
| Medium |
| 5 | Cut old gutters into short lengths and lower them down; never drop them |
| High |
| Medium |
| 6 | Check the fascia is sound and replace any rotten sections before fixing brackets |
| Extreme |
| Medium |
| 7 | Fix brackets to the right fall, then fit the new gutter and downpipes, keeping tools tethered at height |
| High |
| Medium |
| 8 | Seal joints and connect downpipes to the stormwater system |
| High |
| Medium |
| 9 | Water test the gutter, clean up swarf and offcuts, and remove access equipment |
| Medium |
| Low |
PPE
Plant and equipment
Permits and plans
Emergency
Call 000. Add the nearest hospital, the assembly point and the first aider for your site.
Sign-off
Supervisor and every worker sign to confirm they have read and understood this SWMS.
Make yours in 2 minutes
Same document, filled in for your job. Answer a few yes or no questions, the crew signs on the phone, and you send the PDF.
Pre-start checklist for gutter replacement
Tick these off before work starts. They come from the hazards, permits and equipment in this job.
- SWMS read, explained and signed by everyone on the job
- Edge protection installed and checked before anyone works above 2 m
- Ladder inspected, secured and extending 1 m above the landing
- Scaffold tagged, with a handover certificate if over 4 m
- Elevating work platform pre-start check done and the operator is ticketed
- Overhead lines identified and safe distances marked
- Asbestos register or survey checked for the work area
- Exclusion zone below the work and public kept out
- Weather checked: water, shade and rest breaks planned
- First aider, first aid kit and emergency number (000) confirmed
- PPE checked and worn: steel cap boots, cut-resistant gloves, safety glasses, sun protection (brim hat, long sleeves, SPF 50+)
The safe sequence of work
- Barricade the area below and check for power lines near the gutter line
- Check old gutters, fascia and eaves sheeting for asbestos, and old paint for lead, before cutting
- Set up a mobile scaffold, EWP or roof edge protection; use a secured ladder only for short, light work with three points of contact
- Clean out the old gutter with gloves on, watching for sharp edges and wasp nests. Wet down any bird or possum droppings and wear a dust mask if there are a lot
- Cut old gutters into short lengths and lower them down; never drop them
- Check the fascia is sound and replace any rotten sections before fixing brackets
- Fix brackets to the right fall, then fit the new gutter and downpipes, keeping tools tethered at height
- Seal joints and connect downpipes to the stormwater system
- Water test the gutter, clean up swarf and offcuts, and remove access equipment
Hazards to watch on gutter replacement
The hazards most specific to this job, and the step where each one comes up.
What changes on your site
This example covers the job itself. Your site may add more. Add controls for any of these that apply (the builder asks you these as yes or no questions):
- Will anyone work on a roof?
- Is there a skylight, clear sheet, fibro or other fragile roofing?
- Will you cut, grind or drill concrete, brick, stone, tiles or fibre cement?
- Will you remove, cut, repair or dispose of an existing engineered stone benchtop?
- Will you use chemicals, solvents, glues, paints or fuels?
Licences and legal requirements in Australia
This task can involve these high risk construction work categories under the WHS Regulations:
- Risk of a person falling more than 2 metres
- Work in an area with movement of powered mobile plant
Equipment on this job that needs a licence, ticket or training:
- Mobile scaffold: Scaffolding HRWL (SB or higher) to erect, alter or dismantle where a person or object could fall more than 4 m
- Scissor lift (EWP): Trained and assessed for the EWP type (e.g. EWPA Yellow Card)
A SWMS must be prepared before any high risk construction work starts. It must list the high risk work, the hazards and risks, the control measures, and how those controls will be put in place, monitored and reviewed. It must be easy for the workers to read and understand.
Rules that apply: WHS Regulation 2011, Part 3.2 (falling objects); WHS Regulations, Chapter 8 (Asbestos); WHS Regulation 2011, Part 7.2 Lead; WHS Regulation 2011, Part 4.4 Falls; WHS Regulation 2011, Part 4.5 High risk work; WHS Regulation 2011, Part 4.4 Falls, Part 5.1 Plant and r.225 (scaffolds); WHS Regulation 2011, Part 4.2 Hazardous manual tasks; WHS Regulation 2011, Chapter 7 Hazardous chemicals.
Each state has its own regulator and some extra rules: New South Wales, Victoria, Queensland, Western Australia, South Australia and Australian Capital Territory.
Why SWMS get rejected
Principal contractors send documents back for these reasons. This example avoids them, but check yours too.
- It is generic: another site address, tasks that are not on this job, or no sign it was reviewed for this site. WorkSafe WA says a generic SWMS may not meet the regulations unless it is reviewed and amended for the workplace.
- The HRCW boxes are not ticked, or the ticks do not match the tasks (for example a roof job with no falls box ticked).
- Falls are controlled only by "be careful", training or a harness, with no edge protection or scaffold and no reason why higher controls are not reasonably practicable.
- Workers will clip on to a harness but there is no rescue plan for someone left hanging.
- The "how controls are implemented, monitored and reviewed" part is missing, or it says the same thing on every row.
- No worker sign-on, no person responsible for compliance, or a date given to the principal contractor that is before they actually received it.
- Licence or White Card details are missing for workers operating plant or doing licensed high risk work.
Questions
Do I need a SWMS for gutter replacement?
Yes. Gutter replacement usually includes high risk construction work (risk of a person falling more than 2 metres; work in an area with movement of powered mobile plant), so a SWMS is required by law before work starts.
Who signs the SWMS?
The person conducting the business (PCBU) or their supervisor prepares it with the workers, and every worker doing the high risk work signs to show they were consulted and understand it. Give a copy to the principal contractor before work starts.
How long do I keep it?
Keep this SWMS, and every revised version, until the high risk construction work is finished, where workers and inspectors can see it on site. If a notifiable incident happens during the work, keep it for at least 2 years after the incident.
What PPE is needed for gutter replacement?
Usually Steel cap boots, Cut-resistant gloves, Safety glasses, Sun protection (brim hat, long sleeves, SPF 50+), Hi-vis shirt or vest, Hard hat, Half-face respirator (P2 or P3 filters), Overalls, Work gloves, Safety harness and lanyard, Hearing protection (earmuffs or plugs), P2 dust mask, Chemical-resistant gloves (nitrile), Safety goggles. The site rules may add more, so check with the principal contractor.
More roofing SWMS
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Toolbox talks for this job
Blank SWMS template: free SWMS templates. Also for other countries: United Kingdom (RAMS) · United States (JHA) · Canada (FLHA)
