SWMS for new home construction
Yes. New home construction usually includes high risk construction work (risk of a person falling more than 2 metres; work in an area with movement of powered mobile plant), so a SWMS is required by law before work starts.
It must list the hazards, the controls and how they will be put in place, monitored and reviewed, and the workers must be consulted and sign before starting. The main hazards are falling from height, falling from a roof edge, silica dust from concrete, brick, stone and tiles and being hit by mobile plant.
SWMS example: new home construction
This is a complete SWMS for new home construction, with 6 job steps. Open it in the builder to add your site, crew and signatures, change anything, and download a PDF. Or download the free Word template below and fill it in by hand.
High risk construction work covered
Job steps, hazards and controls
| # | Job step | Hazards | Risk before | Controls | Risk after |
|---|---|---|---|---|---|
| 1 | Set up the site: fencing, signs, toilets, power and induction |
| High |
| Low |
| 2 | Site cut, footings and slab |
| Extreme |
| Medium |
| 3 | Frame and roof with scaffold and edge protection |
| Extreme |
| Medium |
| 4 | Lock up: brick, windows and roof covering |
| Extreme |
| Medium |
| 5 | Fit out with all trades, managing who works where |
| Extreme |
| Medium |
| 6 | Final clean, remove the site fence and hand over |
| Medium |
| Low |
PPE
Plant and equipment
Permits and plans
Emergency
Call 000. Add the nearest hospital, the assembly point and the first aider for your site.
Sign-off
Supervisor and every worker sign to confirm they have read and understood this SWMS.
Free SWMS template for new home construction
Word (.docx) and PDF, A4 landscape, no email needed. Fill in your site details, then print or send it.
Make yours in 2 minutes
Same document, filled in for your job. Answer a few yes or no questions, the crew signs on the phone, and you send the PDF.
Pre-start checklist for new home construction
Tick these off before work starts. They come from the hazards, permits and equipment in this job.
- SWMS read, explained and signed by everyone on the job
- Edge protection installed and checked before anyone works above 2 m
- BYDA plans on site and services located
- Trench support, benching or battering in place; spoil kept back from the edge
- Water suppression or on-tool extraction fitted; respirators fit tested
- Exclusion zone and spotter set up for plant and traffic
- Exclusion zone below the work and public kept out
- First aider, first aid kit and emergency number (000) confirmed
- PPE checked and worn: steel cap boots, hi-vis shirt or vest, hard hat, safety glasses
The safe sequence of work
- Set up the site: fencing, signs, toilets, power and induction
- Site cut, footings and slab
- Frame and roof with scaffold and edge protection
- Lock up: brick, windows and roof covering
- Fit out with all trades, managing who works where
- Final clean, remove the site fence and hand over
Hazards to watch on new home construction
The hazards most specific to this job, and the step where each one comes up.
What changes on your site
This example covers the job itself. Your site may add more. Add controls for any of these that apply (the builder asks you these as yes or no questions):
- Will anyone work more than 2 metres off the ground?
- Will anyone use a ladder or stepladder?
- Will anyone work on a roof?
- Is there a skylight, clear sheet, fibro or other fragile roofing?
- Will you use a scaffold or mobile tower?
Licences and legal requirements in Australia
This task can involve these high risk construction work categories under the WHS Regulations:
- Risk of a person falling more than 2 metres
- Work in an area with movement of powered mobile plant
Equipment on this job that needs a licence, ticket or training:
- Excavator: Verification of competency (VOC) for the machine
- Concrete pump (boom or line): High Risk Work Licence PB for truck-mounted concrete placing booms (not needed for line pumps)
- Crane (Franna or mobile): HRWL for the crane class (e.g. C2, CN, C6), plus Dogging licence (DG) where slinging needs judgement or the load is out of the operator's view
- Fixed scaffold: Scaffolding HRWL (SB, SI or SA) to erect, alter or dismantle where a fall of more than 4 m is possible
- Telehandler: 3 t or less: trained and assessed (VOC). Over 3 t with a jib, hook or winch: High Risk Work Licence CN (non-slewing mobile crane). Slewing telehandlers: slewing crane licence (C2, C6 and up). Victoria: any non-slewing telehandler over 3 t needs CN or the Victorian telehandler licence
A SWMS must be prepared before any high risk construction work starts. It must list the high risk work, the hazards and risks, the control measures, and how those controls will be put in place, monitored and reviewed. It must be easy for the workers to read and understand.
Rules that apply: WHS Regulation 2011, Part 4.7 and AS/NZS 3012; WHS Regulation 2011, Part 5.1 Plant; WHS Regulations, Part 6.3 Division 3 (Excavation work, r.304 to 306); WHS Regulation 2011, Part 4.4 Falls; WHS Regulation 2011, Part 4.5 High risk work and Part 5.1 Plant; WHS Regulation 2011, Part 4.2 Hazardous manual tasks; WHS Regulations, Chapter 8A (Crystalline silica substances and engineered stone); WHS Regulation 2011, Part 4.7 General electrical safety.
Each state has its own regulator and some extra rules: New South Wales, Victoria, Queensland, Western Australia, South Australia and Australian Capital Territory.
Why SWMS get rejected
Principal contractors send documents back for these reasons. This example avoids them, but check yours too.
- It is generic: another site address, tasks that are not on this job, or no sign it was reviewed for this site. WorkSafe WA says a generic SWMS may not meet the regulations unless it is reviewed and amended for the workplace.
- The HRCW boxes are not ticked, or the ticks do not match the tasks (for example a roof job with no falls box ticked).
- Falls are controlled only by "be careful", training or a harness, with no edge protection or scaffold and no reason why higher controls are not reasonably practicable.
- Workers will clip on to a harness but there is no rescue plan for someone left hanging.
- The "how controls are implemented, monitored and reviewed" part is missing, or it says the same thing on every row.
- No worker sign-on, no person responsible for compliance, or a date given to the principal contractor that is before they actually received it.
- Licence or White Card details are missing for workers operating plant or doing licensed high risk work.
Questions
Do I need a SWMS for new home construction?
Yes. New home construction usually includes high risk construction work (risk of a person falling more than 2 metres; work in an area with movement of powered mobile plant), so a SWMS is required by law before work starts.
Who signs the SWMS?
The person conducting the business (PCBU) or their supervisor prepares it with the workers, and every worker doing the high risk work signs to show they were consulted and understand it. Give a copy to the principal contractor before work starts.
How long do I keep it?
Keep this SWMS, and every revised version, until the high risk construction work is finished, where workers and inspectors can see it on site. If a notifiable incident happens during the work, keep it for at least 2 years after the incident.
What PPE is needed for new home construction?
Usually Steel cap boots, Hi-vis shirt or vest, Hard hat, Safety glasses, Hearing protection (earmuffs or plugs), Work gloves, Safety harness and lanyard, Sun protection (brim hat, long sleeves, SPF 50+), Chemical-resistant gloves (nitrile), Safety goggles, Knee pads, Half-face respirator (P2 or P3 filters), Cut-resistant gloves, P2 dust mask. The site rules may add more, so check with the principal contractor.
More general building SWMS
Related jobs in other trades
Toolbox talks for this job
Blank SWMS template: free SWMS templates. Also for other countries: United Kingdom (RAMS) · United States (JHA) · Canada (FLHA)