SWMS for window installation
Yes. Window installation usually includes high risk construction work (risk of a person falling more than 2 metres), so a SWMS is required by law before work starts.
It must list the hazards, the controls and how they will be put in place, monitored and reviewed, and the workers must be consulted and sign before starting. The main hazards are falling from height, disturbing asbestos, scaffold collapse or fall from scaffold and falling through a floor opening or void.
SWMS example: window installation
This is a complete SWMS for window installation, with 9 job steps. Open it in the builder to add your site, crew and signatures, change anything, and download a PDF. Or download the free Word template below and fill it in by hand.
High risk construction work covered
Job steps, hazards and controls
| # | Job step | Hazards | Risk before | Controls | Risk after |
|---|---|---|---|---|---|
| 1 | Check frames and paint for lead and asbestos |
| Extreme |
| Medium |
| 2 | Protect occupants and furnishings and set exclusion areas inside and out |
| High |
| Low |
| 3 | Set up access for upper floor windows and barricade below |
| Extreme |
| Medium |
| 4 | Remove beads and old glass first, wearing cut gloves |
| High |
| Medium |
| 5 | Remove the old frame, guarding the open hole |
| Extreme |
| Medium |
| 6 | Check the opening and lintel, and prop it if it is not sound |
| High |
| Medium |
| 7 | Lift new windows with two people or suction lifters |
| High |
| Medium |
| 8 | Fix, pack, seal and flash the window |
| Medium |
| Medium |
| 9 | Make good, then clean up broken glass and waste |
| Medium |
| Low |
PPE
Plant and equipment
Permits and plans
Emergency
Call 000. Add the nearest hospital, the assembly point and the first aider for your site.
Sign-off
Supervisor and every worker sign to confirm they have read and understood this SWMS.
Free SWMS template for window installation
Word (.docx) and PDF, A4 landscape, no email needed. Fill in your site details, then print or send it.
Make yours in 2 minutes
Same document, filled in for your job. Answer a few yes or no questions, the crew signs on the phone, and you send the PDF.
Pre-start checklist for window installation
Tick these off before work starts. They come from the hazards, permits and equipment in this job.
- SWMS read, explained and signed by everyone on the job
- Edge protection installed and checked before anyone works above 2 m
- Openings, voids and penetrations covered and marked
- Scaffold tagged, with a handover certificate if over 4 m
- Asbestos register or survey checked for the work area
- Exclusion zone below the work and public kept out
- First aider, first aid kit and emergency number (000) confirmed
- PPE checked and worn: steel cap boots, cut-resistant gloves, safety glasses, hard hat
The safe sequence of work
- Check frames and paint for lead and asbestos
- Protect occupants and furnishings and set exclusion areas inside and out
- Set up access for upper floor windows and barricade below
- Remove beads and old glass first, wearing cut gloves
- Remove the old frame, guarding the open hole
- Check the opening and lintel, and prop it if it is not sound
- Lift new windows with two people or suction lifters
- Fix, pack, seal and flash the window
- Make good, then clean up broken glass and waste
Hazards to watch on window installation
The hazards most specific to this job, and the step where each one comes up.
What changes on your site
This example covers the job itself. Your site may add more. Add controls for any of these that apply (the builder asks you these as yes or no questions):
- Will anyone use a ladder or stepladder?
- Will anyone work on a roof?
- Is there a skylight, clear sheet, fibro or other fragile roofing?
- Will you use an EWP (scissor lift or boom lift)?
- Will you cut, grind or drill concrete, brick, stone, tiles or fibre cement?
Licences and legal requirements in Australia
This task can involve these high risk construction work categories under the WHS Regulations:
- Risk of a person falling more than 2 metres
Equipment on this job that needs a licence, ticket or training:
- Mobile scaffold: Scaffolding HRWL (SB or higher) to erect, alter or dismantle where a person or object could fall more than 4 m
A SWMS must be prepared before any high risk construction work starts. It must list the high risk work, the hazards and risks, the control measures, and how those controls will be put in place, monitored and reviewed. It must be easy for the workers to read and understand.
Rules that apply: WHS Regulation 2011, Part 7.2 Lead; WHS Regulations, Chapter 8 (Asbestos); WHS Regulation 2011, Part 4.4 Falls; WHS Regulation 2011, Part 4.4 Falls, Part 5.1 Plant and r.225 (scaffolds); WHS Regulation 2011, Part 3.2 (falling objects); WHS Regulation 2011, Part 4.2 Hazardous manual tasks; WHS Regulation 2011, Chapter 7 Hazardous chemicals.
Each state has its own regulator and some extra rules: New South Wales, Victoria, Queensland, Western Australia, South Australia and Australian Capital Territory.
Why SWMS get rejected
Principal contractors send documents back for these reasons. This example avoids them, but check yours too.
- It is generic: another site address, tasks that are not on this job, or no sign it was reviewed for this site. WorkSafe WA says a generic SWMS may not meet the regulations unless it is reviewed and amended for the workplace.
- The HRCW boxes are not ticked, or the ticks do not match the tasks (for example a roof job with no falls box ticked).
- Falls are controlled only by "be careful", training or a harness, with no edge protection or scaffold and no reason why higher controls are not reasonably practicable.
- Workers will clip on to a harness but there is no rescue plan for someone left hanging.
- The "how controls are implemented, monitored and reviewed" part is missing, or it says the same thing on every row.
- No worker sign-on, no person responsible for compliance, or a date given to the principal contractor that is before they actually received it.
- Licence or White Card details are missing for workers operating plant or doing licensed high risk work.
Questions
Do I need a SWMS for window installation?
Yes. Window installation usually includes high risk construction work (risk of a person falling more than 2 metres), so a SWMS is required by law before work starts.
Who signs the SWMS?
The person conducting the business (PCBU) or their supervisor prepares it with the workers, and every worker doing the high risk work signs to show they were consulted and understand it. Give a copy to the principal contractor before work starts.
How long do I keep it?
Keep this SWMS, and every revised version, until the high risk construction work is finished, where workers and inspectors can see it on site. If a notifiable incident happens during the work, keep it for at least 2 years after the incident.
What PPE is needed for window installation?
Usually Steel cap boots, Cut-resistant gloves, Safety glasses, Hard hat, Half-face respirator (P2 or P3 filters), Overalls, Work gloves, P2 dust mask, Hi-vis shirt or vest, Hearing protection (earmuffs or plugs), Chemical-resistant gloves (nitrile), Safety goggles. The site rules may add more, so check with the principal contractor.
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Blank SWMS template: free SWMS templates. Also for other countries: United Kingdom (RAMS) · United States (JHA) · Canada (FLHA)